RHI hereby specifies and sets forth the minimum standards and enforcement of ethical conduct here.
Conflicts of Interest
In 2005, the SEC and the U.S. Department of Labor jointly published tips to assist fiduciaries of employee benefit plans in reviewing conflicts of interest of pension consultants. You may view RHI response here.
Required Disclosure Documents
The following link allows you to review the information filed by RHI with the appropriate regulatory agencies that govern securities transactions. Click on the following link: Securities and Exchange Commission
Once on the site, enter Robert Harrell Incorporated and click go. Close the window to return to this page.
Form ADV Part 2A
Click on the following link to view RHI’s Form ADV Part 2A: ADV Part 2A
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