News and Compliance

RHI hereby specifies and sets forth the minimum standards and enforcement of ethical conduct here.

Conflicts of Interest

In 2005, the SEC and the U.S. Department of Labor jointly published tips to assist fiduciaries of employee benefit plans in reviewing conflicts of interest of pension consultants.  You may view RHI response here.

Privacy Policy

RHI endeavors to be a good steward of the trust our clients place in our investment advisory services and our people. Read our entire Privacy Policy here.

Required Disclosure Documents

The following link allows you to review the information filed by RHI with the appropriate regulatory agencies that govern securities transactions. Click on the following link: Securities and Exchange Commission

Once on the site, enter Robert Harrell Incorporated and click go. Close the window to return to this page.

RHI’s ADV Part 2A 

Click on the following link to view RHI’s Form ADV Part 2A. ADV Part 2A 

RHI’s ADV Part 3, Form CRS (Client Relationship Summary)

Click on the following link to view RHI’s ADV Part 3, Form CRS. ADV Part 3, Form CRS (Client Relationship Summary)