Scott Curran was born in 1979. He earned a Bachelor of Science degree from Texas A&M University, College Station, Texas. He joined RHI in 2010 as a Senior Consultant and Compliance Officer. Mr. Curran’s duties include coordinating all documentation as it relates to regulatory policies and/or procedures, trading, and administration. Mr. Curran is also the lead analyst in our daily monitoring program and interfaces directly with investment managers on behalf of the firm’s clients. Mr. Curran is a member of the Investment Policy Committee.
Prior to joining RHI, Mr. Curran was Chief Operations Officer and Chief Compliance Officer of CACH Capital Management, LLC (2007-2010) and Vice President of Choice Asset Management, Inc. (2003-2007), Austin, Texas, a management and holding company for a FINRA member broker-dealer and SEC registered investment adviser with over $300 million in assets under management. There, his primary role as Operations and Marketing Compliance Principal was to oversee the sales operations of the broker-dealer function including the review and acceptance of new accounts. He also led that firm’s problem-solving in order to find solutions that aligned the interests of the firm and its clients. Mr. Curran was responsible for reviewing and approving all firm-wide marketing activities, and acted as liaison between all direct contract vendors including investment companies, mutual fund companies, insurance companies, third-party trust companies, third-party money managers, third-party bond desks and the firm’s clearing-broker (Southwest Securities, Inc).